Banking & Capital Markets
Christine M. Fenske
CPA
Managing Partner
Kevin Schalk
CPA
Partner
Mark J. Boettcher
CPA, CISA, CBCP
Partner
Tanya M. Thomas
CPA, CGMA
Partner
Ivan Cilik
CPA
Partner
Matt J. Nitka
CPA
Partner
John Runte
Principal
Christopher J. Tait
MBA, CISA, CCSK, CFSA, CCSFP
Principal
Bridget Quinn
CPA
Partner
The banking and capital markets industry is in a state of digital transformation and change. You need a Value Architect™ to help you navigate change and chart a new course.
Baker Tilly professionals have extensive experience assisting financial institutions with understanding and managing new accounting and regulatory requirements. We can help your financial organization implement CECL, from initial internal training through to validation.
Baker Tilly's team of Value Architects™ are experienced in guiding financial institutions through digital transformation, including roadmap development, change management and alignment to strategic goals.
Baker Tilly banking and capital markets practice leaders collaborate with banks, credit unions, consumer finance and other specialty/structured finance companies, on advisory, internal audit, regulatory compliance and assurance services.
Our solutions
The banking and capital markets industry operates in a challenging environment – managing capital and liquidity, leveraging new technologies, improving processes and meeting significant regulatory requirements.
Executives and board members rely on Baker Tilly’s independent and objective accounting, tax and advisory services. Our clients include financial technology companies (fintechs), nontraditional lenders, community banks, credit unions, servicers and diversified bank holding companies.
Through our deep financial industry experience and extensive public accounting experience, you receive consistent value and insight throughout each engagement.
- Data and analytics
- Intelligent automation
- Application development
- Cloud technologies
- Managed services
- Accounting for purchased credit impaired loans
- Securitization due diligence
- Cash-flow modeling
- Lease accounting
- Reg AB and other servicing compliance
- Cybersecurity risk assessments
- Vulnerability and penetration testing
- Privacy compliance assessments, including the California Consumer Privacy Act (CCPA) and the General Data Protection Regulation (GDPR)
- Security compliance assessments, including Health Insurance Portability and Accountability Act (HIPAA), the New York State Department of Financial Services (NYS DFS) and the National Institute of Standards and Technology (NIST)
- System and Organization Controls (SOC ) reporting, including SOC 1®, SOC 2®, SOC 3®, and SOC of Cybersecurity
- Consumer Financial Protection Bureau (CFPB) and other consumer compliance
- Anti-Money Laundering (AML)/Bank Secrecy Act (BSA)/Office of Foreign Assets Control (OFAC)/Unfair, Deceptive, and Abusive Acts and Practices (UDAAP)/US Patriot Act
- Foreign Corrupt Practices Act (FCPA)
- Fair lending
- Model validation including CECL
Our services
Baker Tilly Digital
Embracing a “digital-first” approach means taking the lead, not falling behind.
Cybersecurity
Proactively protect and address your cybersecurity and information technology (IT) risks.
Transaction Advisory Services
Baker Tilly’s transaction advisory services team provides straightforward advice to clients on every critical business decision before, during and after a transaction.
Data Solutions
Capturing, understanding and leveraging the data that matters most and bringing it into focus is no trivial matter. Rely on our experience to drive your business forward.
Forensic Accounting
When critical situations arise, organizations count on Baker Tilly to deliver accurate and reliable financial analysis to help forge a path forward.
Related industries
Community Banks
Faced with changing regulatory requirements, intense technology disruption and an accelerated M&A environment, community banks need specialized financial and operational solutions tailored to their size.
Consumer Lending
Baker Tilly lending industry professionals collaborate with mortgage, student loan, automotive and other lending organizations to enhance analytics and process governance.
Credit Unions
Baker Tilly financial institutions practice leaders work with credit unions to help them enhance member experience, deliver on their mission and grow their institution.
Financial Services
The financial services industry continues to diversify, but competition and more complex vendor relationships make determining business strategy more complicated.
