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Regulatory Compliance

Strengthen your federal, state, industry and agency regulatory compliance.

Regulatory Compliance

  1. John Romano

    John Romano



  2. Cassandra Walsh

    Cassandra Walsh



Baker Tilly’s regulatory compliance professionals help clients streamline their approach to compliance, address risks, strengthen internal controls and lower long-term compliance costs.

    Strengthen your federal, state, industry and agency regulatory compliance.

    Nearly 70 percent of organizations are subject to five or more regulatory requirements. Intensified government scrutiny and the demand for greater transparency continues to raise this bar, further increasing the risk of noncompliance.

    Regulatory guidelines are in place for almost all industries and it’s critical for your organization’s success to adhere to them. We have developed extensive capabilities to assist organizations in complying with federal, state, industry and agency regulations, including helping to identify and implement improvements to policies, procedures, and controls. Organizations count on our regulatory knowledge and extensive compliance capabilities to assist in fulfilling the requirements of complex, industry-specific regulations.


    • Compliance program assessment, development and implementation
    • Compliance processes, policies and procedures
    • Compliance and risk assessments
    • Compliance testing, monitoring and reporting
    • Compliance reviews
    • Compliance benchmarking
    • Compliance remediation

    We assist hundreds of organizations with the full gamut of regulations and compliance requirements, including:

    • Consumer Financial Protection Bureau (CFPB)
    • General Data Protection Regulation (GDPR)
    • Graham-Leach Bliley Act (GLBA)
    • Health Insurance Portability Act (HIPAA)
    • Family Educational Rights and Privacy Act (FERPA)
    • Federal Information Security Management Act (FISMA)
    • Foreign Corrupt Practices Act (FCPA)
    • Health Information Trust Alliance (HITRUST)
    • International Organization for Standardization (ISO)
    • Payment Card Industry Data Security Standard (PCI DSS)
    • And many more
    It’s been refreshing to work with a highly skilled and experienced group of professionals that truly understands both the client and government perspectives and is capable of producing a viable solution.
    Federal Chief Compliance Officer of a major government contractor
    Some consultants will just tell you what you want to hear. When I heard it was Baker Tilly that was doing this [compliance] review, I was relieved, because you know what you are doing and you're ethical.
    Vice Chancellor and Chief Financial Officer of a large university