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Sarbanes-Oxley (SOX) Compliance

Drive a more efficient and effective SOX compliance program.


Baker Tilly’s SOX professionals help clients streamline their approach to compliance, strengthen internal controls and lower long-term compliance costs in the context of your industry.

Sarbanes-Oxley (SOX) compliance has been continuously evolving since its inception. Keeping up with regulatory changes, accessing sufficient subject matter expertise and effectively leveraging internal resources and time can become significant challenges in creating or maintaining an effective SOX compliance program.

Leading companies can derive value from SOX compliance programs by streamlining their approach to compliance and aligning to organizational objectives. Baker Tilly’s industry-forward approach emphasizes right-sized internal controls over key financial reporting and information technology processes and functions.

Clients count on our deep industry experience and expertise in SOX compliance – from assisting companies to understand their current state of readiness, helping companies as they navigate their first year of SOX compliance, to ongoing SOX compliance program support – means you can count on a partner who will help you to meet all SOX requirements and deadlines with efficiency.

What makes us different:

Our professionals have assisted hundreds of companies in building, launching, enhancing and maintaining  their SOX compliance programs by deploying our knowledge and experience with the following:

  • External auditor SOX compliance program and control testing reliance
  • Control and process remediation
  • Process and control improvements 
  • PCAOB and COSO requirements
  • Information technology controls
  • Financial reporting risk assessment
  • Materiality and key vs. non-key control issues
  • Access to internal control documentation and testing expertise 
  • Testing and review procedures
They work collaboratively with us to identify opportunities to streamline our process and reduce our overall SOX compliance efforts on a continuous basis.
Chief Financial Officer of a major public corporation
Since we’ve transitioned to Baker Tilly, the team has helped us rationalize our control environment, update process documentation, and test the necessary controls. They also work collaboratively with us to identify opportunities to streamline.
Chief Financial Officer of a public company