The banking and capital markets industry is in a state of digital transformation and change. You need a Value Architect™ to help you navigate change and chart a new course.

    Baker Tilly professionals have extensive experience assisting financial institutions with understanding and managing new accounting and regulatory requirements. We can help your financial organization implement CECL, from initial internal training through to validation.

    Baker Tilly's team of Value Architects™ are experienced in guiding financial institutions through digital transformation, including roadmap development, change management and alignment to strategic goals.

    Baker Tilly banking and capital markets practice leaders collaborate with banks, credit unions, consumer finance and other specialty/structured finance companies, on advisory, internal audit, regulatory compliance and assurance services.

    Two railroad tracks merge en route
    Jul 26Case Study

    Credit unions improve data accuracy with robotics process automation

    Our solutions

    The banking and capital markets industry operates in a challenging environment - managing capital and liquidity, leveraging new technologies, improving processes and meeting significant regulatory requirements.

    Executives and board members rely on Baker Tilly’s independent and objective accounting, tax and advisory services. Our clients include financial technology companies (fintechs), nontraditional lenders, community banks, credit unions, servicers and diversified bank holding companies.

    Through our deep financial industry experience and extensive public accounting experience, you receive consistent value and insight throughout each engagement.

    Grow your business

    • Buy-side and sell-side advisory
    • Customer experience enhancement
    • Employee stock ownership plan (ESOP) valuations
    • Merger and acquisition tax structuring
    • Strategic advisory
    • Structured finance support
    • Transaction accounting assistance
    • Transaction due diligence
    • Valuations

    Optimize resources

    • Data analytics and business intelligence
    • Executive search
    • Federal, multi-state and local tax planning and compliance
    • HR consulting and benefits administration
    • Internal audit
    • Robotic process automation (RPA)
    • Sub chapter S planning
    • Tax credits and incentives

    Gain assurance

    • Accounting for the allowance for loan and lease losses (ALLL)
    • Agreed upon procedures (AUP) reports
    • Attest audit and examination opinions
    • Employee benefit plan audits
    • Information systems examinations
    • Model validation
    • Securities and Exchange Commission (SEC) filings
    • SOC 1, SOC 2 and SOC 3 reporting services

    Manage risk and compliance

    • Compliance reviews
    • CFPB and other consumer finance compliance assessments
    • Complex commercial dispute support
    • Consumer regulatory consulting services
    • Credit and operational risk consulting
    • Cyber policy and program development
    • Cybersecurity risk assessment
    • Data privacy regulations readiness and implementation
    • Enterprise risk management (ERM)
    • FDICIA assistance
    • Loan reviews and collateral reviews
    • Payment card industry (PCI) compliance
    • Regulation AB assessments and compliance
    • Regulatory compliance:
      Anti-Money Laundering (AML)
      Bank Secrecy Act (BSA)/Foreign Corrupt Practices Act (FCPA)
      FINRA Rule 3310
      Gramm-Leach-Bliley Act
      RESPA/Regulation Z/Dodd Frank
      USA Patriot Act
    • Representation with taxing authorities
    • Sarbanes-Oxley Section 404 assistance
    • Securitization due diligence
    • Third party data center reviews
    • Trust department reviews