Baker Tilly's financial services industry specialists review internal controls best practices in the Internal Controls 2014 webinar.
Internal controls are an integral piece of not only financial services organizations' regulatory compliance, but also successful operations. Join our financial services industry specialists as we discuss today's internal controls and their impact on your organization.
Key learning objectives
- Review the path to the current internal controls framework and recently issued guidance
- Learn about common oversights, focusing on the differences between internal controls and important business process, through case studies of other organization's internal controls struggles
- Understand the impact of COSO 2013, mapping of internal controls to the new framework, and the decision to map to the principle or point of focus level
- Review the impact of PCAOB Staff Audit Practice Alert No. 11, its effect on public companies and key attributes to incorporate into internal controls of non-public companies