- The SEC sided with investor and consumer advocate groups who wanted the commission to reject a shareholder effort to include a proposal that would require a company to have bylaws forcing defrauded investors into arbitration. But the commission sided with the investor protection groups on a narrower set of circumstances dealing with state laws in New Jersey, leaving a broader question unresolved about whether a public company can require shareholders to arbitrate claims against them under the federal securities laws.
- Baker Tilly Capital, LLC provided mergers and acquisitions, financial advisory and incentives solutions to a variety of clients during 2018.
- SEC Chairman Jay Clayton reiterated his view that the commission’s disclosure requirements should focus on “the material information that a reasonable investor needs to make informed investment and voting decisions.” His views come as the agency’s investor advisory panel explores whether the SEC should require a standardized set of disclosures on environmental, social and governance (ESG) matters that business groups dismiss as non-material to a reasonable investor.
- In this webinar, Baker Tilly specialists discuss the common points of risk and how to develop a comprehensive risk-based internal audit approach for drug diversion remediation and ongoing monitoring.
- Wade Huseth answers some questions related to could computing and demonstrates how it can positively transform your business from the inside out.
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