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Continuing disclosure: an overview

This Baker Tilly Municipal Advisors’ webinar will discuss an overview of Continuing Disclosure, the Rule, and the responsibilities that come with it.

Municipal issuers of bonds that have been purchased by an underwriter and reoffered are subject to market disclosure responsibilities pursuant to SEC Rule 15c2-12 (the “Rule”).  These responsibilities and reporting obligations span the life of the bonds or as long as the bonds remain outstanding.  Failure to comply with these reporting obligations could pose risks to both the issuer and its officials, as the SEC seeks to obtain legislative authority over continuing disclosure standards.

Additionally, underwriters must be able to demonstrate they have a “reasonable basis” for the belief that an issuer will comply with its continuing disclosure requirements. If the issuer does not demonstrate prior compliance to the market, the marketability of its future financings could be impacted as well.

Who should attend

Executive and fiscal officers, elected and appointed officials, and other employees for issuers of municipal bonds.

Meet your presenters

  • Susan Borries Reed, J.D., Director
    Baker Tilly Municipal Advisors
  • Alyssa Glaser, Senior manager
    Baker Tilly Municipal Advisors

Information about CPE eligibility

There are no prerequisites for this webinar, and advance preparation is not required. There is no cost to attend this webinar.

CPE credit: One (1) hour total credit
Field of study: Specialized knowledge
Level: Basic
CPE host: Chelsey Candler

For more information regarding administrative policies such as complaint and refund policies, please contact Heather Eggers at +1 (608) 240 2522.

NASBA logo

Baker Tilly Virchow Krause, LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: learningmarket.org

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