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Internal Audit: A proactive strategy to assess risk in higher education
Baker Tilly higher education and risk specialists have hosted a number of breakfast seminars at client institutions to discuss implementing internal audit to assess risk within the college or university. -
SEC Proposed Rule on Business Continuity for Advisors: What you need to know now
The SEC’s proposed new rule, Rule 206(4)-4, would require SEC-registered investment advisers to adopt and implement written business continuity and transition plans.
