- A commercial REIT sought to review certain operational and financial policies, procedures and controls. Baker Tilly governance, risk and compliance professionals helped enhance the REIT's operations.
- A REIT was looking for an outsourced internal audit function to assist with SOX compliance. Baker Tilly became the REIT's internal audit partner.
- The SEC’s proposed new rule, Rule 206(4)-4, would require SEC-registered investment advisers to adopt and implement written business continuity and transition plans.