Baker Tilly’s employee benefit plan specialists overviewed of the findings from the Department of Labor’s (DOL) assessment of audit quality of employee benefit plans and discussed what organizations should be aware of.
They discussed the results of the audit quality study, including the scope, findings, and recommendations from regulators for enforcement, regulatory/legislative actions, and outreach.
- Understanding the scope of the DOL study
- Understanding the specific deficiencies related to findings
- Learning about the recommendations from regulators regarding enforcement, legislative changes, and outreach actions