- Baker Tilly assisted management in re-engineering the IT SOX program within the company and completed the design and operating effectiveness testing of the internal control environment for IT SOX compliance.
- A commercial REIT sought to review certain operational and financial policies, procedures and controls. Baker Tilly governance, risk and compliance professionals helped enhance the REIT's operations.
- A REIT was looking for an outsourced internal audit function to assist with SOX compliance. Baker Tilly became the REIT's internal audit partner.
- The SEC is asking that broker-dealers self-report any historical or ongoing instances of noncompliance by November 1, 2016.
- HHS requires all healthcare entities, from small provider groups to large health systems to continuously assess risks and vulnerabilities to their data and develop a plan for reducing the risk of a data breach.