You need to build investor confidence, comply with regulations, and determine values of complex financial instruments.

Rely on our financial services team for specialized tax and audit expertise and deep knowledge of investment funds (registered and non-registered), broker-dealers, investment advisors, investment partnerships, and private equity. Services include:

  • Fully disclosed brokerage audits
  • Fund-specific tax planning and compliance
  • Global Investment Performance Standards (GIPS®) verifications
  • Hedge fund and investment partnership audits
  • Registered mutual fund audits
  • Private equity audits
  • Surprise custody examinations and controls testing
  • Compliance testing (Rule 38a-1 et. al)
  • Tax planning and partner tax allocations
  • Start-up services including due diligence and fund formation and structuring consulting

Our firm is registered with the Public Company Accounting Oversight Board (PCAOB).

Where to domicile? Advantages and disadvantages of U.S. versus foreign domiciled blocker corporations

Where to domicile? Advantages and disadvantages of U.S. versus foreign domiciled blocker corporations

"Blocker" corporations are utilized by hedge fund or private equity managers as a great tax planning tool. However, there are certain advantages and disadvantages of structuring the "blocker" as a U.S. corporation versus a foreign domiciled corporation.

Learn more about "blockers" >
Baker Tilly Recognized as One of the Top 12 Best Accounting Firms in New York City for Second Year

Baker Tilly Recognized as One of the Top 12 Best Accounting Firms in New York City for Second Year

AdvisoryHQ News has named leading accounting and advisory firm Baker Tilly among its 2017 list of the top 12 accounting firms in New York City for a second consecutive year.

Learn more about this recognition >

Our Take

image of Christine M. Anderson

“For asset management entities balancing regulatory requirements with profitable growth, we provide the right mix of large-firm resources, local in-person service, and specialized expertise.”

— Christine M. Anderson Managing Partner – Growth and Specialization, CPA, CITP, CGMA

Clients