Asset management companies rely on Baker Tilly’s financial services team for specialized tax and audit expertise and deep knowledge of investment funds (registered and non-registered), broker dealers, investment advisors, investment partnerships, and private equity firms.

The insights, solutions, and innovative ideas we deliver are based on years of experience with this highly regulated and complex investment industry. Clients receive the right balance of in-person service and specialized talent, while benefitting from local decision-making autonomy and greater partner and manager accessibility and involvement during investment fund audits and tax compliance projects.

We deliver pragmatic solutions to address our clients’ current accounting and tax issues and provide candid advice to prepare them for future growth. Baker Tilly is registered with the Public Company Accounting Oversight Board (PCAOB).

Asset management services
As a full-service accounting and advisory firm, we provide tax, internal audit, consulting services, and:

• Fully disclosed brokerage audits
• Fund tax planning and fund tax compliance
• Global Investment Performance Standards (GIPS®) verifications
• Hedge fund audits and investment partnership audits
• Registered mutual fund audits
• Private equity audits
• Surprise custody examinations and controls testing (Rule 17f-2 of the Investment Company Act of 1940)
• Compliance testing for registered investment advisors
• SSAE 16 / SAS 70 / SOC 1 services

Contact our financial services industry team >